# Dynamic rupture propagation on geometrically complex fault with along-strike variation of fault maturity: insights from the 2014 Northern Nagano earthquake

- Ryosuke Ando
^{1}Email author, - Kazutoshi Imanishi
^{2}, - Yannis Panayotopoulos
^{3, 5}and - Tomokazu Kobayashi
^{4}

**Received: **4 April 2017

**Accepted: **5 September 2017

**Published: **18 September 2017

## Abstract

## Keywords

## Introduction

*M*

_{JMA}) of 6.7. This earthquake created a prominent surface offset up to 1 m (Figs. 2, 3) spanning an area of 9 km which generally coincided to a part of the previously mapped Kamishiro fault segment of the ISTL (Okada et al. 2015), indicated by the red line in Fig. 1. The F-net centroid moment tensor (CMT) solution catalog (http://www.fnet.bosai.go.jp/top.php?LANG=en) by National Research Institute for Earth Science and Disaster Prevention (NIED) confirmed the general motion of the Kamishiro fault and showed it to be an east-southeast dipping reverse fault that also contains a considerable non-double-couple component (Fig. 4).

Importantly, the crustal deformation associated with this inland earthquake was captured by the synthetic aperture radar (SAR) imagery over the entire region (Fig. 3); the analyzed result of the interferometric synthetic aperture radar (InSAR) is presented here for the observation pair of October 2, 2014, and November 27, 2014. The striking feature of the surface deformations clarified by these detailed observations is that the prominent surface breaks occurred intensively on the southern half of the focal area, while only weak surface signature was identified on the northern half. Further, the InSAR image confirms that the prominent surface breaks occurred along a part of the surface trace of the Kamishiro fault (Fig. 3) as also reported based on the field surveys (Okada et al. 2015). However, this appears to be in contrast to the kinematic slip inversion results based on InSAR (Yarai et al. 2015) and by strong motion records (Asano et al. 2015), which showed that a significant amount of the fault slip actually occurred at the relatively deeper parts of the northern half of the fault rather than that of the southern part.

On the other hand, the aftershock activity (Fig. 4) indicates complex fault geometry exhibiting a significant variation along strike with the southern part forming a relatively simple and localized fault plane, while the northern part showing complicated geometry (Sakai et al. 2015; Panayotopoulos et al. 2016). While this observed geometrical difference between the north and the south is qualitatively understandable with the difference in the fault activity in the geomorphological timescale mentioned above, it is quite unclear how this geometrical complexity played roles in determining the resulting slip distribution and surface deformation.

In addition, a clear foreshock activity lasting a few days before the mainshock is also observed on an identifiable localized plane dipping down to north-northwest (Imanishi and Uchide 2017). In fact, the orientation of this fault plane shows further complexity as oriented at an oblique angle with the overall orientation of the mainshock fault plane dipping down to ESE (Fig. 4). On the other hand, it is worth mentioning that one of the nodal planes of the first-motion polarity determined by Japan Meteorological Agency (Fig. 4) is compatible with this foreshock plane, suggesting the causal relationship between the foreshocks and the mainshock. This correlation should give us the observational constraints on the part of the fault surface, where the nucleation occurred and initially generated the mainshock rupture.

In this study, we aim to clarify the physical mechanisms underlying the aforementioned complicated observations. In this respect, we focus on the effect of the spatially varying complexity of the fault geometry on the characteristic observed patterns in the occurrence of the foreshocks, the large difference of the first-motion focal mechanisms and the CMT and the along-strike variation of the surface displacement.

We utilize the fully dynamic 3-D rupture simulation based on the spatiotemporal boundary integral equation method (ST-BIEM) (e.g., Aochi and Fukuyama 2002; Ando and Okuyama 2010). Due to its high numerical accuracy, the ST-BIEM is an optimal numerical method able to handle the non-planar fault geometry by appropriate meshing of several complicated non-planar fault surfaces. While the ST-BIEM is a computationally demanding method having a time complexity of *O*(*N*
^{3}), recent development of the fast domain partitioning BIEM (FDP-BIEM) by Ando (2016) allows us to reduce it to *O*(*N*
^{2}). The FDP-BIEM enables realistic simulations for dynamic earthquake rupture processes.

## Numerical method

The dynamic rupture problems are numerically solved by assuming the fault geometry, the on-fault stress state and the friction law as the initial and boundary conditions. It is known that fault geometry and stress state are major parameters controlling the rupture process and the resulting slip heterogeneity. Therefore, we constrained these parameters as much as possible based on the local observations in the focal area as detailed in the next section.

*p*-th component of the traction on the

*i*-th fault element at the current

*n*-th time step, \(T_{{{\text{init}}:p}}^{i}\) the initial traction, \(D_{q}^{j,m}\) the slip rate on the

*j*-th fault element at the fast

*m*-th time step and \(K_{pq}^{i,j,n - m}\) the integration kernel representing the elastodynamic responses at each receiver due to the slip at each source. We implement the triangular boundary elements (Tada 2006) leveraging the easiness of adapting unstructured meshing over the complicated 3-D non-planar fault geometry. The traction and slip vectors are defined on the local coordinate system defined for each element by the basis vectors \(\varvec{e}_{p}^{i}\), where

*p*= 1, 2 and 3, respectively, correspond to the strike-slip, dip-slip and fault normal components. The constants \(\mu\) and \(\beta\) are the rigidity and the S-wave speed, respectively. The first term on the right-hand side of Eq. (1) is the instantaneous or the radiation damping term, representing the instantaneous effect of the slip on the traction change at the same element of the source and the receiver. We implemented FDPM for the integration on the right-hand side. The mixed boundary condition is considered where either of the shear traction \(T_{p}\) or the slip rate \(D_{p}\) is given for the fault surface as

In addition, we mimic the elastic homogeneous and isotropic half-space, or the ground surface atop the faults, by numerically imposing a free surface boundary obeying the boundary condition of \(T_{p}^{i,n} = 0 \left( {p = 1,2,3} \right)\) as in Ando and Okuyama (2010). Since the mimicked free surface is bounded, we also assume an absorbing boundary condition (e.g., Cerjan et al. 1985) along the perimeter of the free surface to reduce the effect of the reflection by artificially attenuating waves. Note that, in BIEM such effects of reflection from the boundaries of finite-sized model space are significantly minor than that of volume-based methods, such as the finite element method, since the later has the boundary surfaces enclosing the volume of the model space.

As for the numerical model size, we typically employed the boundary elements of approximately 10,000 (5000 for the fault, 4000 for the ground surface and 1000 for the absorbed boundaries) as well as 1000 time steps for each rupture event. Here, the fault surface was discretized by triangular elements, with an average side length of 500 m. This case required about 600 GB of memory, mostly to store the kernel values for the wave fronts, where the kernel storage to the memory greatly reduces the computation time for the convolution although FDPM works also without the memory storage (see Ando (2016) for technical details). The total computation time in this case was typically 8 min with the 36 CPUs (432 cores).

## The model

Regarding the secondary fault structures, one of the main features is the foreshock fault plane (hereafter, Fault F) dipping down to NNW, where we assumed the location of the mainshock hypocenter after assessing the possibility of the nucleation. Interestingly, we can observe a geologically identified fault trace above Fault F, where the strike of this geologic fault coincides with that of Fault F (Kato et al. 1989) although we do not assume the continuity each other. Other remarkable features are shallow low-angle branch fault (hereafter Fault B1) and a conjugate fault (hereafter Fault H2) assumed for the northern part, inferred from the aftershock distribution (Panayotopoulos et al. 2016) and the field surveys (Okada et al. 2015). Fault B1 is merged to Fault B2 at depth, converged to the primary fault down dip. This geometrical complexity in the north may correlate with the decreased fault activity in the north mentioned above. In addition, we assumed a prominent high-angle branch (hereafter, Fault H1) at the deeper part of the north section, where a delayed activation of strike-slip-type aftershocks was observed. The activation of Fault H1 cannot be explained in the current stress field, and therefore, the physical reason behind its current activity is of a great interest.

Rupture path selectivity and distribution or partitioning of slip to such branch faults are also an important issue in the rupture dynamics. Previous 2-D simulations have shown that the selection of the rupture paths among branch faults largely depends on the branch geometries and their relative orientations to the principal stress axes (e.g., Kame et al. 2003; Ando and Yamashita 2007). Although this condition is uniquely determined in 2-D because the faults are described by curved lines, in the current 3-D case where faults are described by curved surfaces, the condition varies depending on the rupture propagation direction. Thus, for the dominant rupture propagation directions over the northern part of the fault, we test the two different representative cases by slightly changing the fault geometry. In the first case Model S (Fig. 5 middle), we consider the mix of horizontal and upward rupture propagation, which is realized by assuming a step over (gap) between the central and northern fault segments at shallow depths. In the second one Model C (Fig. 5 bottom), we examine the case of purely horizontal rupture propagation by assuming continuous geometry and filing the aforementioned gap as a fault bend. Due to the unclear nature of the preexisting fault geometry at depth in such a small scale, we cannot predicate the relative validity of these models before conducting the simulation.

This study is designed to focus on the fault geometrical effect on the rupture dynamics; thus, the frictional effect on the rupture dynamics must be separated forehand. In order to do so, we simplify our model by assuming a homogeneous distribution of frictional parameters with \(\mu_{s}\) = 0.4, \(\mu_{d}\) = 0.2, \(\sigma_{coh}\) = 0.5 MPa and *D*
_{
c
} = 40 cm over the entire fault. The possible effects of the spatially varied frictional strengths will be qualitatively discussed later on.

We aim to constrain our model of the stress state by observationally based information that can be obtained prior to the event. In general, the regional stress field is inferred from the stress inversion analysis of the seismologically determined focal mechanisms by assuming the slip vectors correspond to the direction of the maximum shear traction (Michael 1987). This method enables us to infer the directions of the principal stresses \(\varvec{v}_{r}\) (\(r = 1,2,3\) for the maximum, intermediate and minimum principal stresses, respectively) and a ratio between the principal stresses \(\sigma_{r}\), defined as \(\phi = \left( {\sigma_{2} - \sigma_{3} } \right)/\left( {\sigma_{1} - \sigma_{3} } \right)\). In this study, we refer the stress inversion result obtained for the targeted area of the ISTL by Imanishi et al. (2010) shown in Fig. 1, where the maximum principal stress \(\sigma_{1}\) around the source region of the Northern Nagano earthquake is subhorizontal and trends approximately N60°W. A bootstrap test indicates that the 95% confidence region of the stress ratio \(\phi\) is basically less than 0.5, so that we assume 0.42 in the following simulation. Because these observationally constrained parameters are insufficient to determine the absolute values of the principal stresses, these remaining two unknowns are estimated by imposing the following physically and empirically acceptable assumptions. First, as often assumed (e.g., Aochi and Ulrich 2015) the vertical principal stress (\(\sigma_{3}\)) is determined by the hydrostatic overburden pressure as \(\sigma_{3} \left( h \right) = \left( {\rho_{s} - \rho_{f} } \right)gh \sim 16.7\left[ {\text{MPa/km}} \right]\) from the average densities of the upper crustal rocks \(\rho_{s}\) and fluid \(\rho_{f}\), the gravitational acceleration \(g\) and the depth \(h\). Second, the other unknown given by another stress ratio \(\phi^{\prime} = \sigma_{1} /\sigma_{3}\) is set to the empirically constrained value of \(\phi^{\prime}\sim1.3\). Here we consider the average stress drop (\(= \tau_{t} - \mu_{d} \tau_{n}\)) to be approximately 10 MPa (e.g., Kanamori and Anderson 1975) for the nuclei location on Fault F, where \(\tau_{t}\) and \(\tau_{n}\) are the initial values of the maximum shear and normal tractions. (The compression is taken positive.) This stress model results to linearly increasing principal stresses that is supported by in situ observations estimated by deep drilling (Brudy et al. 1997).

Note that, while we apply a homogeneous regional stress field over the model space, the initial tractions on each of the fault elements are varied as a function of the fault orientation. We do that by projecting the principal stresses onto the fault surfaces as \(T_{{{\text{init}}:p}}^{i} = \varvec{e}_{p}^{i} \cdot \left( {\varvec{v}_{1} \sigma_{1} + \varvec{v}_{2} \sigma_{2} + \varvec{v}_{3} \sigma_{3} } \right)\), where \(\varvec{e}_{p}^{i}\) and \(\varvec{v}_{q}\) are the unit vectors in the directions of *p*-th component of the traction and the *q*-th principal stress, respectively. There still exists a possibility that the regional stress field contains a small-scale heterogeneity; however, it is difficult to obtain a robust stress inversion result in a much smaller scales due to the limitation in the density of earthquake events in this region (Imanishi et al. 2010). (In a larger scale, they could conduct the stress inversion for various locations along the ISTL using earthquake clusters shown in Fig. 1.) Thus, we simply assume the homogeneous regional stress field here and focus on the on-fault traction heterogeneity due to the non-planar fault geometry.

## Results and discussion

### Initial conditions and implications for foreshocks

Another interesting observation is that the stress drop distribution exhibits its highest value on the deeper part of the north segment (denoted by the black arrow), due to the relatively lower dip angle of the fault surface. In contrast, the much smaller stress drop value on the deeper part of the central segment (denoted by the white arrow) can be attributed to the relatively higher dip angle of the fault surface; the fault surface of this part is slightly twisted, and the value is changed slightly around zero (note the discontinuous coloring). In a similar fashion, the shallower parts of the central and southern segments exhibit larger stress drop due to the relatively lower dip angles.

The aforementioned optimal orientation of Fault F may be the cause of the generation of the foreshock activity and the nucleation of the mainshock. It should be noted that we did not take into account for possible local stress perturbations due to past events or material heterogeneities. Nevertheless, we were still able to reach to a physically reasonable interpretation for the location of the precursory events and the nucleation based only on the fault geometry and the regional stress state in the current case.

### Rupture process

*t*= 1.75–3.5 s), which is signified by the negative stress drop on the lower part in Fig. 6. After rupturing the central segment, the rupture further propagates downward on the bent part to the north (positive

*X*direction) in Model S due to the existence of the gap, while the rupture keeps propagating laterally in Model C as recognized from the laterally continuing slip distribution shown in Fig. 9. This difference results in the after-mentioned difference in the slip distributions of the shallow part of the northern segment.

On the northern segment, the rupture initially expands on the primary fault and a branch, Fault B1, from the base of the gap (Fig. 7, *t* = 3.5–5.75 s). (Note that the slip on Fault B1 is visible from the angle of the left panels but invisible on the right panels overlapped by Fault B2.) The rupture continues to propagate also downward along the primary fault (*t* = 5.75–8.75 s). The rupture of Fault B1 causes the stress shadows on the overlapped branch, Fault B2; however, since the deeper rupture expansion on the primary fault turns to increase the shear stress along the up-dip edge of the deeper section, i.e., the down-dip edge of Fault B2, eventually, Fault B2 is ruptured (Fig. 7, *t* = 10.5–12.25 s., and see Additional file 1: Movie S1 for the details of timing).

We observed in Fig. 9b that the larger slip occurs on Faults B1 than B2 in both of the Models S and C. This is expected from the lower dip angle of Fault B1, which is closer to the optimal orientation. However, we find that the slip on Fault B1 in Fig. 9 appears to be larger in Model C than in Model S that is expected from the existence of the gap in Model S reducing the slip amount. Moreover, as we focus on the slip amount on Fault B2, we find that Model S displays a larger value than Model C. This different distribution in slip on Fault B2 is explained in terms of the difference in the stress shadowing effect caused by Fault B1; the stress shadow effect appears to affect more significantly than the transient rupture velocity or the propagation directions, because there exists the time difference of each rupture, where Fault B2 is ruptured under the influence of the stress shadow caused by Fault B1. The stress shadow effect is spatially limited by the existence of the gap in Model S that reduces its area of influence, while it influences a larger area in Model C because the slip continues to the central segment. In fact, we can observe the slip being suppressed in Model C on the left half of Fault B2 (Fig. 9c), while the slip on Fault B1 or on the primary fault displays a larger value (Fig. 9d). Consequently, the amount of the ground surface breaks tends to be smaller in Model S since the slip is distributed over several branches, while it becomes larger in Model C where the slip is localized to a single fault.

Note that the calculated amount of the final slip is somewhat large given the M 6.7 size of the actual earthquake event since the assumed stress drop and fault area were somewhat large. Since the slip amount is linearly scaled by the amount of the stress drop, we can obtain a more appropriate slip amount by simply reducing the stress ratio \(\phi '\), which will be better determined by trial and error without a significant influence to the simulation results.

In regard to the deeper part of the northern segment, both models allow for the propagation of the rupture and exhibit the largest amounts of slip, simply because the stress drop is largest there. The contrast between the shallow and deeper parts tends to be bigger in Model S than in Model C, because of the suppression of slip in Model S from the existence of the shallow gap as well as the negative interactions between the overlapped branch Faults B1 and B2. It appears that Faults H1 on the deeper part of the northern segment was not ruptured in both Models S and C. This is understandable because the potential stress drop computed from the initial tractions shows negative values (Fig. 6). We discuss this aspect later. Similarly, Fault H2 tends not to slip, while the smaller confining pressure at the shallower depth caused small slip.

In order to validate the dynamic characteristics of the current models, we compare the STFs with that obtained by the kinematic slip inversion analysis. Figure 10 also shows the STF inferred from the waveform inversion of the strong ground motion records, conducted by the Japan Meteorological Agency (http://www.data.jma.go.jp/svd/eqev/data/sourceprocess/event/20141122near.pdf). The plotted STFs are normalized to compare the shapes of them easily. Overall, the shapes of the largest peaks look similar to each other, but the simulation results lack the secondary peak seen in the inversion result, which is likely produced by the slip on the deeper part of the northern segment in the inversion result. In the current simulations, the gap only assumed on the shallow depth in Model S, but if the gap extended to the deeper depth as separating the northern segments from the central segment in Model S, then the timing of the slip of the deeper part of the northern segment would be delayed more significantly and would be recognized as an isolated peak. The simulated delayed rupture of Fault B2 may have additional contribution to the secondary peak.

As focusing on the increasing phase of the largest peak, the difference of the STFs between Models C and S is suggestive to interpret the shape of the STF in the inversion, showing deceleration at about 4 s. While the timing and amplitude are yet to be reproduced well by the simulation, such observed deceleration may be explained by prominent geometrical irregularity such as the gap in Model S. Conversely, an assumption of smoother connection between Fault F and the primary fault may reduce the temporal separation between the first and largest peaks in the simulations. More quantitative validations should be aimed in future studies.

Regarding the numerical resolution, the later stages of the rupture processes tend to be demanding. The minimum characteristic length scale of the current problem is defined by the size of a breakdown zone located at a rupture front, where the slip weakening process occurs. It is known that the breakdown zone shrinks as increased the rupture velocity, while the breakdown zone is sufficiently resolved by at least four boundary elements (e.g., Ando and Yamashita 2007). Both in Models C and S, the rupture velocities attain the terminal speed, the S-wave speed, in the later stages of the rupture processes as they propagate to the deeper part of the fault. The current results hold such sufficient numerical condition in the earlier stage, but it tends to be insufficient in the later stage as the ruptures extend to the deeper part with increasing the rupture velocities. This insufficiency also causes the high-frequency numerical noise seen in the slip rate from *t* = 5 to *t* = 6.25 s (Fig. 7), which is generated from the breakdown zone. However, this noise in the slip rate does not significantly affect the slip nor the STF due to its rapidly oscillating nature, and the overall rupture processes are shown to be numerically stable without numerical divergences (see also Fig. 10).

### Ground surface displacement

A possible mechanism to reduce the shallow slip is to simply increase the fracture energy or the placement of the barriers at the shallow depths. We did not do so in the current model by assumed a homogeneous distribution of frictional parameters for simplicity reasons, since we are mostly interested in discriminating the frictional heterogeneity effect from the geometry effect. Another possibility is to increase the number of branches in order to increase the suppression effect of rupture on the individual branches. It is difficult thus far to validate these mechanisms, but it is obvious that we cannot eliminate the later possibility from the observations of the distributed shallow aftershock activities (Fig. 4) and the abundant of the subparallel surface ruptures (Okada et al. 2015).

### Off-fault aftershocks and time delay

Note that, due to the modeling limitations that we did not incorporate delay mechanisms in the simulation, the delayed activation of the fault slip could not be reproduced inherently. However, if we add a certain slip rate strengthening property to the friction law, we will be able to reproduce the delayed triggering as well understood in previous studies (e.g., Dieterich 1994; Nakano et al. 2010).

### Variation of slip direction

Further, the field surveys (e.g., Okada et al. 2015; Geological Survey of Japan, https://www.gsj.jp/hazards/earthquake/naganokenhokubu2014/naganokenhokubu20141126.html) discovered that the surface offset involved a considerable amount of the sinistral strike-slip component at the location where the coseismic surface rupture bends toward left, particularly near the southern end of the surface rupturing zone. This major left bend structure is also mapped previously (Sawa et al. 1999), suggesting the existence of such a persistent fault structure continuing to the certain depth. The simulated spatial variation of the slip direction is compatible with this observation; we would like to emphasize that this simulation result is obtained as a quite natural outcome of the observationally constrained regional stress field and the non-planar fault geometry.

## Conclusions

We investigated the origin of the complex patterns observed in the wave radiation and surface displacement of the 2014 Northern Nagano earthquake sequence. Such observations include the occurrence of the foreshocks, the large difference between the first-motion focal mechanisms and the CMT and the along-strike variation of the surface displacement. Observed aftershock distribution exhibits the more complex geometry in the northern half of the focal area, correlated with the along-strike variation of the fault activity and maturity. We conducted a set of the dynamic rupture simulations by taking into account the observationally constrained regional stress field and fault geometry. We showed that this observed complexity can be reasonably explained as the effect of the non-planar fault geometry with a number of branch faults and bends.

## Declarations

### Authors’ contributions

R. A. designed the current study, conducted the numerical simulations and mainly wrote the paper. K. I. conducted the stress tensor inversion. Y. P. determined the aftershock hypocenters. T. K. conducted the InSAR analysis. All authors discussed the results and contributed to the paper writing. All authors read and approved the final manuscript.

### Acknowledgements

ALOS-2 data were provided from the Earthquake Working Group under a cooperative research contract with JAXA (Japan Aerospace Exploration Agency). The ownership of ALOS-2 data belongs to JAXA. For this study, we have used the computer systems of the Earthquake and Volcano Information Center of the Earthquake Research Institute, the University of Tokyo.

### Competing interests

The authors declare that they have no competing interests.

### Ethics and approval and consent to participate

Not applicable.

### Funding

This study is supported in part by JSPS/MEXT KAKENHI Grant Numbers JP25800253 and JP26109007.

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## Authors’ Affiliations

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