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Volume 63 Supplement 7

First Results of the 2011 Off the Pacific Coast of Tohoku Earthquake

Numerical simulations of atmospheric waves excited by the 2011 off the Pacific coast of Tohoku Earthquake

Abstract

Numerical simulations are performed to simulate atmospheric perturbations observed at ionospheric heights just after the 2011 off the Pacific coast of Tohoku Earthquake. A time-dependent, two-dimensional, nonlinear, non-hydrostatic, compressible and neutral, numerical model is developed to reproduce the atmospheric perturbations. An impulsive upward surface motion is assumed as the source of the perturbations. Simulated atmospheric perturbations at 300-km altitude show remarkable agreement with oscillations observed in the ionospheric total electron content (TEC) when the source width is about 250 km. In the vicinity of the source, the acoustic resonance modes between the ground surface and the lower thermosphere are dominant. They have three dominant frequencies for the interval between 20 and 60 min after the impulsive input. The perturbation with the maximum amplitude has a frequency of 4.4 mHz. The other dominant modes have frequencies of 3.6 and 5.1 mHz. The beats between the dominant modes are also seen. In the distance, the gravity modes are dominant. The horizontal phase velocities are about 220 to 300 m/s, and the horizontal wavelengths are about 200 to 400 km. The good agreement between the simulation and the observations indicates that ionospheric oscillations generated by the earthquake are mainly due to the motion of the neutral atmosphere.

1. Introduction

Acoustic waves with low frequencies close to the cutoff frequency can be trapped between some altitudes due to the thermal structure of the atmosphere. Theoretical and numerical studies have shown that atmospheric waves with frequencies around the acoustic cutoff can be trapped between the ground surface and the lower thermosphere. Modal resonance occurs at frequencies of about 3.7 and 4.5 mHz although some part of the energy leaks upward (Jones and Georges, 1976; Lognonné et al., 1998; Kobayashi, 2007; Shinagawa et al., 2007; Watada and Kanamori, 2010).

The upward leakage of the atmospheric oscillations was observed at the ionospheric height. Dautermann et al. (2009) reported a double train of wave-packets of total electron content (TEC) which resulted from the beats of the dominant atmospheric modes around 4 mHz after the 2003 July 13, Soufriére Hills Volcano explosion (Montserrat, Lesser Antilles). Choosakul et al. (2009) reported a periodic fluctuation of TEC measured by GPS receivers after the Sumatra 2004 earthquake. 4-min (4-mHz) periodic TEC variations continued for more than four hours near the epicenter. They were observed by only three GPS stations whose distance from the epicenter was less than 1200 km. Since this observation was carried out by several stations the two-dimensional structures of the ionospheric variations generated by the acoustic resonance were not detected.

After the M 9.0 Tohoku Earthquake (epicenter: 38.32°N, 142.36°E, origin time: 05:46:23 UT on March 11, 2011 (US Geological Survey)), two-dimensional structures of periodic oscillations of TEC were observed by a dense GPS receiver network (Chen et al., 2011; Saito et al., 2011; Tsugawa et al., 2011). The TEC oscillations had circular or concentric structures. The center of the structures was closer to the Japan trench than the epicenter (Tsugawa et al., 2011). This was consistent with the source of the largest tsunami estimated from tsunami waveform inversion (Fujii et al., 2011). This indicates that the atmospheric waves were generated by a displacement of the sea surface caused by the earthquake, and propagated upward to the thermosphere (Saito et al., 2011; Tsugawa et al., 2011). In the vicinity of the epicenter, two-dimensional structures of the ionospheric variations generated by the acoustic resonance between the ground surface and the lower thermosphere was firstly observed (Saito et al., 2011). The area of the acoustic resonance may correspond to that of the sea-surface displacement. This means that the area and the amplitude of the sea-surface displacement can be estimated from those of the observed TEC oscillations. It is necessary for the estimation to simulate the structures of the oscillations qualitatively and quantitatively. In this study, as a first step for the estimation, we simulate qualitatively the neutral atmospheric perturbations at the ionospheric heights.

2. Model

In this study, a time-dependent, two-dimensional, nonlinear, non-hydrostatic, compressible, neutral, numerical model is used. The model is a subset of the model by Shinagawa et al. (2007) for the neutral atmosphere. The basic equations of the model are the continuity and momentum equations for the horizontal and vertical directions, the energy equation, and the equation of state of an ideal gas, as follows:

(1)
(2)
(3)
(4)
(5)

where t denotes time, χ horizontal (longitudinal) distance, z altitude, ρ mass density, velocity vector, u horizontal velocity, w vertical velocity, p pressure, g gravitational acceleration, R gas constant, T temperature, cv specific heat at constant volume, η molecular viscosity and κ thermal conduction coefficient. The eddy diffusion for viscosity and heat conduction is not considered here. The Coriolis force in the momentum equations is also neglected because the frequency of the Earth’s rotation, 1/24 h ~ 0.012 mHz, is much lower than that of waves of interest here, i.e. 1 to 6 mHz. The cubic-interpolated pseudo-particle (CIP) method (Yabe et al., 1991) is used to calculate advection terms. The basic state of the atmosphere is taken from the empirical model, NRLMSISE-00 (Picone et al., 2002). The atmospheric density and temperature are set to the condition for 1500 LT (local time) on March 11, and a latitude and longitude of 38.0°N and 143.0°E, respectively. The F10.7cm value (the index of solar extreme ultraviolet flux) is set to be 121. The index for magnetic activity, Ap, is taken to be 37. Our model does not include the background wind field. The vertical background wind is generally small enough to be negligible in the case of both acoustic and gravity waves.

The horizontal background wind should affect the propagation of gravity waves by altering the intrinsic wave frequency (Kato, 1980). For the acoustic waves around the cutoff frequency, however, the background wind is not very important since the horizontal phase velocity of the acoustic waves is much larger than the background wind velocity. Here, we focus on the structure of the acoustic waves, so the background wind is neglected.

The altitude range in the model is from 0 km (the surface) to 350 km, and the horizontal range is −1800 km to 1800 km. The horizontal and vertical grid spacings are 4 and 1 km, respectively. The time step used is 0.1 s. Sponge layers are applied above 350 km up to ±1800 km to prevent spurious wave reflections. The sponge layers contain 50 levels. The source of the atmospheric perturbations is created by assigning a vertical velocity to the center of the lower boundary (z = 0) assuming an upward motion of the sea surface. The vertical velocity at the surface is given as

(6)
(7)

where ρx = 125 km, win = 0.50 cm/s, Tin = 50 s. The time scale of the source displacement assumed here (Tin) is rather arbitrary, but our test calculations suggest that as long as the displacement is fast enough to generate acoustic waves, the effect on the thermosphere is approximately the same. The lower boundary conditions are given as follows: (1) For mass density, linear extrapolation from the values at the adjacent upper grid points, (2) For vertical velocity, fixed (zero), (3) For horizontal velocity, symmetric (the same value as the one at the adjacent upper grid point), (4) For temperature, linear extrapolation from the values at the adjacent upper grid points.

3. Results and Discussion

Figure 1 shows the observed TEC oscillations from 05:46 to 07:46 UT at 37.5°N, the same latitude as the ionospheric epicenter (see Tsugawa et al., 2011 for details). The TEC data are detrended with a 10-min running average. There are two remarkable structures. One involves waves with high frequency above the epicenter region. The other involves waves which reach a distant region from the source. The latter in Fig. 1 have horizontal phase velocities of about 220 m/s on the line “A”, 240 m/s on “B”, 290 m/s on “C”, 420 m/s on “D”, 780 m/s on “E” and 3500 m/s on “F”.

Fig. 1.
figure 1

Observed TEC oscillations along 37.5°N latitude from 126°E to 144°E from 05:46 UT to 07:46 UT. The waves which reach the distant region from the source have horizontal phase velocities of about 220 m/s on the line “A”, 240 m/s on “B”, 290 m/s on “C”, 420 m/s on “D”, 780 m/s on “E” and 3500 m/s on “F”.

Figure 2 shows the simulated density perturbations at an altitude of 300 km as a function of time and horizontal distance (x) from the center of the source. The present simulation reproduces these structures quite well except for the first and second large-scale waves with propagation velocities of 3,500 m/s and 780 m/s. The background mass density is ~ 10−14 g/cm3. So the fraction of the perturbations to the background is about ~0.1% in this case.

Fig. 2.
figure 2

Simulated mass-density perturbations at the altitude (z) of 300 km as a function of time and horizontal distance from the center of the source (x). Up to 800 km, waves have horizontal phase velocities of about 220 m/s on the line “a”, 250 m/s on “b”, 300 m/s on “c” and 490 m/s on “d”, and horizontal wavelengths of about 200 km on “a” and 400 km on “c”.

The waves above the source have higher frequencies than those further away. Spectral analyses are performed for these high-frequency perturbations. Power spectral densities (PSD) of density perturbations are calculated with the maximum-entropy method using 1-s samples. PSD at x = 0 km between 20 and 60 min of the simulation time is shown in Fig. 3. The largest peak is seen at 4.4 mHz. There are two other large peaks at 5.1 mHz and 3.6 mHz. This is consistent with the observed TEC oscillations reported by Saito et al. (2011). The frequencies show that these perturbations are acoustic modes. Frequencies of about 4 mHz are close to the acoustic cutoff below 100-km altitude. It is known that near the acoustic cutoff frequency the acoustic modes with longer wavelengths have larger horizontal phase velocities and smaller horizontal group velocities (Watada and Kanamori, 2010). For example, the dominant acoustic modes with a wavelength of 1,300 km have horizontal phase velocities of 4 to 5 km/s, and a horizontal group velocity of about 10 m/s below 200-km altitude (Watada and Kanamori, 2010). Acoustic modes are limited in the vicinity of the source region due to these characteristics. Acoustic waves with frequencies around 4 mHz can be trapped between the ground surface and the lower thermosphere. The three dominant frequencies seen in Fig. 3 correspond to the eigenfrequencies. Long-sustained perturbations show that acoustic waves are trapped. Perturbations seen at an altitude of 300 km are the leakage from the trapped region. The amplitude of the vertical velocity normalized by the square root of the background mass density above 100-km altitude is smaller by a factor of ~10 than below 100 km (not shown here). So the percentage of the leakage of the kinetic energy is ~1%. It is seen that perturbations above the source region form packet structures with a period of about 25 min (frequency of about 0.7 mHz) in Fig. 2. The packet structures can be formed by the beats between the dominant modes. The amplitude of the mode of 5.1 mHz decreases more rapidly with time than that of the other two modes. The peak of this mode is not seen between 60 and 100 min as shown in Fig. 4 (red line). The other two modes, 4.4 mHz and 3.6 mHz, continue for more than two hours. This means that the long-sustained beats are formed by them. The frequency of the beats is the difference of the two dominant frequencies, 0.8 mHz. This is consistent with the frequency of the packet structures. This mechanism was proposed by Dautermann et al. (2009). PSDs at x = 0,400, 800, 1200 and 1600 km and at z = 300 km between 60 and 100 min are shown in Fig. 4. As the distance from the source increases, the amplitudes of perturbations between the frequencies of 3 and 6 mHz decrease.

Fig. 3.
figure 3

Power spectral density (PSD) of density perturbations at an altitude of 300 km directly over the source between times of 20 and 60 min of the simulation.

Fig. 4.
figure 4

Power spectral density (PSD) of density perturbations at an altitude of 300 km at x = 0, 400, 800, 1200, 1600 km between times of 60 and 100 min of the simulation.

Further out than 800 km, waves in the simulation have horizontal phase velocities of about 220 m/s on the line “a”, 250 m/s on “b” and 300 m/s on “c”, and horizontal wavelengths of about 200 km on “a” and 400 km on “c” as shown in Fig. 2. These are in good agreement with the observational results (A to C) shown in Fig. 1. Both figures show that waves in the distance with longer horizontal wavelengths have a larger horizontal phase velocity at a certain time. Figure 4 shows that the frequency of the waves becomes lower according to the distance from the epicenter. They are the features of the gravity modes (e.g., Kato, 1980). The amplitudes of lower frequencies below 2 mHz increases as the distance from the source increases as shown in Fig. 4. This indicates that gravity waves with higher frequencies are close to evanescent below 300 km altitude.

The noticeable discrepancy between the simulation and the observational results is the existence of the fast propagating waves with velocities of 3,500 and 780 m/s at early periods, from 05:55 to 06:15 UT in the observation. This could be caused by the assumption of the initial change in the atmospheric motion on the ground-surface as the source. In the simulation, the source is only applied from −125 km to 125 km at time 0. In the actual situation, seismic waves such as Rayleigh waves can also be the source of the atmospheric waves.

A wave with a phase velocity of 490 m/s on “d” in Fig. 2 is a longitudinal wave propagating purely horizontally with a vertical wavefront above 100-km altitude (not shown here). The sound speed at 300-km altitude in the atmosphere used in the simulation is about 640 m/s. Therefore, this wave is neither a gravity wave nor an acoustic wave. A wave with a phase velocity of 420 m/s on “D” in Fig. 1 might be the different mode from “A” to “C” because it decreases more rapidly than the three modes. Further analyses are necessary to determine what mode “d” and “D” belong to.

Another calculation is performed with a source width of 1000 km (−500 km to 500 km) as shown in Fig. 5. The area of the acoustic resonance expands up to x = 800 km while it is about x = 300 km for the narrow source width. The result of the calculation with a width of 250 km reproduces the observational results better, especially the region of the acoustic resonance. The observational result shown in Fig. 1 shows that the acoustic resonance region has a sharp edge at the longitude of 141°E, about 300 km away from the center of the resonance region between 30 and 50 min after the earthquake. The simulated acoustic resonance region also has a sharp edge at x = 300 km for a source width of 250 km between 30 and 50 min of the simulation time. However, the edge is broader i.e., the resonance region is smaller and the amplitudes of acoustic waves propagating horizontally are larger, for a source width smaller than 250 km (simulated but not shown). This suggests that 250 km is the optimum source width to simulate the observed oscillations.

Fig. 5.
figure 5

Same figure as Fig. 2 except the source range of x = −500 km to 500 km.

Another simulation is performed with a source amplitude (win) of 5.0 × 10−3 cm/s (but not shown). The fraction of the atmospheric perturbations to the background at 300-km altitude is about ~0.001% in this case. Both the source amplitude and the amplitudes of upper atmospheric perturbations are smaller by a factor of 100 than for the source amplitude of 0.50 cm/s. The features of the upper atmospheric perturbations are not so different qualitatively from those with the larger source amplitude. This shows that the response of the amplitudes of upper atmospheric perturbations is linear to the source amplitude. Therefore, the source amplitude can be estimated if the amplitudes of upper atmospheric perturbations are obtained by observation.

Most of the features of periodic TEC oscillations can be explained qualitatively with only neutral atmospheric perturbations although the source is assumed to be a fairly simple surface displacement. In several previous studies, it was reported that gravity waves generated by tsunamis were detected in the ionospheric TEC (e.g., Rolland et al., 2010). Our simulation, however, indicates that the dominant atmospheric oscillations observed in the ionospheric TEC near the epicenter were generated by a sea-surface displacement, not by a propagating tsunami.

It is necessary for the estimation of a more realistic source to consider ionospheric plasma motions and reproduce observational results quantitatively. If the surface displacement which generates a tsunami is estimated, the height of a tsunami can be estimated with a general tsunami simulation.

4. Conclusions

Numerical simulations are performed to simulate the atmospheric perturbations observed at ionospheric heights just after the 2011 off the Pacific coast of Tohoku Earthquake. The oscillations of TEC observed with a GPS receiver array had high frequencies near the epicenter and low frequencies in the distance. The dominant frequencies near the epicenter indicated that the acoustic resonance between the ground-surface and the lower-thermosphere was excited by the earthquake. Simulated atmospheric perturbations at 300-km altitude show remarkable agreement with the observed TEC oscillations qualitatively, although the background wind is neglected. The good agreement indicates that ionospheric oscillations generated by the earthquake are mainly due to the motion of the neutral atmosphere. The area and the amplitude of the initial sea surface displacement which generate a tsunami might be estimated by considering ionospheric plasma motions and simulating observational results quantitatively.

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Acknowledgments

This work was supported by Grant-in-Aid for JSPS Fellows. In this research work we used the supercomputer of ACCMS, Kyoto University. The GPS data of GEONET was provided by Geophysical Information Authority, Japan.

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Matsumura, M., Saito, A., Iyemori, T. et al. Numerical simulations of atmospheric waves excited by the 2011 off the Pacific coast of Tohoku Earthquake. Earth Planet Sp 63, 68 (2011). https://doi.org/10.5047/eps.2011.07.015

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