# Utility of Slepian basis functions for modeling near-surface and satellite magnetic anomalies of the Australian lithosphere

- Hyung Rae Kim
^{1}Email authorView ORCID ID profile and - Ralph R. B. von Frese
^{2}

**Received: **10 November 2016

**Accepted: **6 April 2017

**Published: **18 April 2017

## Abstract

### Keywords

Spherical Slepian harmonics Australia Magnetic anomalies CHAMP Joint inversion ADMAP-2## Introduction

The confirmation of lithospheric components in low Earth orbiting satellite magnetic observations spawned numerous investigations showing the enhanced interpretational utility of combined satellite and near-surface magnetic anomaly data (e.g., Hildenbrand et al. 1996; Langel and Hinze 1998; von Frese et al. 1999; Ravat et al. 2002; Kim et al. 2004; Hinze et al. 2013). In general, the combined anomaly data provide significant insights on the geologic, tectonic, and thermal processes of the lithosphere, as well as on crustal resources and natural hazards at local and regional scales (e.g., Blakely 1995; Hinze et al. 2013).

Conventional spherical harmonic modeling needs full data coverage of the Earth that only satellite observations may provide with a relatively uniform error budget. Satellite observations essentially recover longer-wavelength anomaly features, but not the higher-frequency anomalies near the Earth’s surface due to the measurement errors (e.g., Kim et al. 2004; von Frese et al. 2005). Thus, the shorter-wavelength near-surface anomalies from terrestrial, shipborne, and airborne magnetic surveys provide important constraints to augment lithospheric studies of the satellite magnetic data. The near-surface data, on the other hand, also commonly suffer from corrupted longer-wavelength components due to measurement errors and non-uniform survey coverage so that satellite observations also yield important regional anomaly constraints for lithospheric analysis.

As an example, consider the global spherical harmonic model (NGDC720) of magnetic anomalies of the lithosphere up to degree 720 that Maus (2010) produced from the 2-arc-min (~5 km)-resolution Earth magnetic anomaly grid (EMAG2). The EMAG2 grid, in turn, was compiled from available near-surface magnetic surveys with large coverage gaps that were augmented with anomaly values based on an oceanic crustal age model and satellite magnetic observations (Maus et al. 2009). The global spherical harmonic NGDC720 model required massive computing to evaluate the 518,399 coefficients to represent the EMAG2 anomaly wavelengths down to ~56 km at the equator (Maus 2010). Clearly, updating the NGDC720 model for gap filling and other new data poses significant computational challenges. Slepian spherical harmonic modeling, by contrast, offers a computationally efficient alterative for representing the survey data to the maximum degree permitted by the data interval and available computing capacity.

To investigate these computational efficiencies, the present study implements the Slepian modeling of spherically registered near-surface and satellite magnetic anomalies in the 25°-radius cap centered on Australia to a degree 360 resolution. To accommodate this application, roughly 130,000 global spherical harmonic coefficients are required relative to Slepian modeling that needs only about 6104 coefficients, and thus offers significant computational advantages for updating the near-surface and satellite data.

Additional approaches to local spherical coordinate magnetic anomaly analyses have invoked inversions using equivalent point dipoles (e.g., von Frese 1998; von Frese et al. 1981, 1988; Hinze et al. 2013) and spherical cap harmonic functions (e.g., Haines 1985, 1990; Thébault et al. 2006). Spherical cap harmonic functions in particular have been widely applied for modeling main field and secular variations (e.g., Haines 1985; Kotzé 2001; Gaya-Piqué et al. 2006), and lower-order lithospheric components of the Earth’s magnetic field (Coles 1985; de Santis et al. 1989; Kovács et al. 2011). Lesur (2006) also introduced a ‘quasi-local’ function of band-limited wavelets to model the main geomagnetic field of any subregion of the globe.

The Slepian method also has been used to evaluate the continental and oceanic power spectrum components from the global spherical harmonic coefficients of the geomagnetic field (Beggan et al. 2013), and for modeling south polar Martian magnetic anomalies from the Mars Global Surveyor satellite data (Plattner and Simons 2015). These Slepian-based studies, however, were restricted to single-altitude grids of satellite-based observations.

Joint inversion efforts to combine near-surface and satellite magnetic observations, on the other hand, have used spherical point dipole or prism models to study how the anomalies may transition from near-surface to satellite altitudes (e.g., von Frese et al. 1999; Ravat et al. 2002; Milligan et al. 2004; Kim et al. 2004, 2005, 2007). In the present study, spherical Slepian functions are developed for fitting both near-surface scalar and satellite vector observations over Australia to study the altitude behavior of the anomalies.

## Data

Satellite vector component anomaly data from the CHAMP mission were downloaded from the National Space Institute of the Technical University of Denmark (DTU, http://www.space.dtu.dk/english/Research/Scientific_data_and_models/Magnetic_Field_Models). These observations selected from the final 2 years of the lower-altitude CHAMP mission data were used to produce the main and lithospheric field components of the CHAOS—4h model (Olsen et al. 2014). The core and external field components from the CHAOS—4h model, were subtracted from these CHAMP observations to obtain residuals presumably dominated by lithospheric components. To further facilitate the computations of this demonstration, the residual anomalies were down-sampled by rejecting values outside of one standard deviation of the lithospheric anomaly predictions from the CHAOS—4h model. Accordingly, a total of 13,568 residual CHAMP vector observations were selected with values at the observation locations that were within ±5 nT of the modeled lithospheric radial (*B*
_{r}) and latitude (*B*
_{
θ
}) components, and ±3 nT of the modeled lithospheric longitude (\(B_{\varphi }\)) components.

Figure 2b shows the distributions of the airborne and selected CHAMP satellite residual data used for this study. These data were modeled by spherical harmonic Slepian functions up to degree 360 that required the evaluation of only 6104 coefficients. Global spherical harmonic modeling, by contrast, involves determining some 21 times this number of coefficients to represent the spherical cap area shown in Fig. 2—i.e., with the core field components through degree 15 removed, the global spherical harmonic modeling required evaluating 130,065 (=361^{2} − 16^{2}) coefficients.

## Modeling multi-altitude data with spherical Slepian functions

This section describes the modeling of combined near-surface and satellite magnetic observations by spherical harmonic Slepian basis functions along with the relevant joint inversion procedures. Slepian functions (Slepian 1983) have been used for modeling noisy regional potential fields over an incomplete portion of the globe (Simons and Dahlen 2006), and to study gravity (e.g., Han and Simons 2008; Han 2008; Wang et al. 2012) and magnetic (e.g., Kim and von Frese 2013; Beggan et al. 2013; Plattner and Simons 2015) fields. However, the joint inversion of near-surface and satellite altitude magnetic observations relies on relatively standard least squares weighting procedures (e.g., Ravat et al. 2002; Menke 2012).

*Y*

_{ nm }(

*θ*, \(\varphi\)) with coefficients

*γ*

_{ nm }of degree

*n*and order

*m*or Slepian basis functions

*S*

_{ k }(

*θ*, \(\varphi\)) with coefficients

*c*

_{ k }, where

*N*is the highest desired degree of the spherical harmonic expansion, and

*θ*and \(\varphi\) are colatitude and longitude, respectively. Here, the

*k*-th Slepian basis function is the linear combination of spherical harmonic functions with the corresponding coefficients

*g*

_{ k,nm }defined by

*θ*

_{ o }, Slepian basis functions are required that maximize the ratio of energy concentrated within the spherical cap relative to the energy over the entire sphere given by

*S*

_{ k }(

*θ*, \(\varphi\)) from Eq. (2) into Eq. (3) and using the orthogonality properties of spherical harmonics converts Eq. (3) into the algebraic eigenvalue problem

*n*and \(n^{{\prime }}\) and orders

*m*and \(m^{{\prime }}\), where \(\lambda_{k}\) is the

*k*-th eigenvalue and the associated eigenvector has the (

*N*+ 1)

^{2}elements \(g_{k,nm}\). Eigenvalues \(\lambda_{k}\) close to unity correspond to eigenvectors (or basis functions) that represent the features concentrated within the spherical cap, whereas the eigenvalues approaching null mark basis functions representing features outside the cap. Thus, the subset of Slepian basis functions corresponding to the higher eigenvalues from Eq. (4) optimally models the data concentrated over the spherical cap of interest.

*N*, the maximum number of basis functions or Shannon number (Simons and Dahlen 2006) is

*A*relative to the surface area of the unit sphere (i.e., 4

*π*). Thus, the Shannon number of basis functions to degree

*N*= 360 is

*K*≈ 6104 for the 25°-radius spherical cap centered on Australia in this study. The Slepian coefficients

*c*

_{ k }in Eq. (1) for these basis functions are estimated by least squares from the spherical cap observations. In addition, the Slepian coefficients

*c*

_{ k }are readily converted into the global spherical harmonic coefficients

*γ*

_{ nm }up to degree

*N*by combining Eqs. (1) and (2) to obtain

**A**holds the coefficients

*S*

_{ k }(

*θ*, \(\varphi\)) from Eqs. (1) and (2), whereas the solution column vector

**x**contains the unknown coefficients

*c*

_{ k }in Eq. (1), and the observation column vector

**b**holds the input magnetic anomaly data. For joint inversion, the design matrix is decomposed (Ravat et al. 2002; Kim et al. 2004) into submatrices

**A**

_{ns}and

**A**

_{sat}that reflect the Slepian expansions at the near-surface and satellite observation coordinates so that

**A**= [

**A**

_{ns}

**A**

_{sat}]

^{T}. In addition, the observation vector is

**b**= [

**b**

_{ns}

**b**

_{sat}]

^{T}from the column vectors of the near-surface data

**b**

_{ns}and satellite component observations

**b**

_{sat}.

For the satellite magnetic vector observations, **A**
_{sat} is decomposed into \({\mathbf{A}}_{\text{sat}} = [{\mathbf{A}}_{r}^{\text{sat}} {\mathbf{A}}_{\theta }^{\text{sat}} {\mathbf{A}}_{\varphi }^{\text{sat}} ]^{\text{T}} ,\) where \({\mathbf{A}}_{r}^{\text{sat}} ,{\mathbf{A}}_{\theta }^{\text{sat}} ,{\text{and }}{\mathbf{A}}_{\varphi }^{\text{sat}}\) are submatrices with Slepian expansions for each vector component. However, the near-surface total intensity anomalies for the study were assumed to be induced primarily by the main geomagnetic field to yield the (23,472 × 6104) matrix **A**
_{ns}. In general, the **A**
_{ns} elements also can be readily adapted to accommodate the superimposed vector effects of crustal magnetic remanence where known (e.g., Hinze et al. 2013). However, their incorporation was considered beyond the scope of the present study and thus ignored as these properties are relatively poorly assessed for the study region.

**W**

_{d}holds weights given by the reciprocals of the input data variances, where \(\sigma_{\text{sat}}^{2} = \left( {5.26^{2} ,4.31^{2} ,3.37^{2} } \right)\;{\text{nT}}^{2}\) for the respective radial, latitude, and longitude satellite vector component data, and \(\sigma_{\text{ns}}^{2} = 96.1^{2} \,{\text{nT}}^{2}\) for the near-surface data. The weighted solution was obtained using the minimum residual method (Paige and Saunders 1975) with a 0.001 solution tolerance and up to 57 iterations of the Matlab™ routine ‘

*minres.m*’ (Matlab 2013).

## Results

For this study, a total of 40,704 (=13,568 × 3) CHAMP satellite vector observations and 23,472 near-surface total intensity data were used. The Australian near-surface low-pass filtered total intensity anomalies along with the distributions of the near-surface and CHAMP vector components within the 25°-radius study area are shown in Fig. 2a, b, respectively.

*B*

_{r},

*B*

_{ θ }, and \(B_\varphi\) components are about 1.5, 1.9, and 1.5 nT, respectively. For the near-surface total intensities (Δ

*T*), the RMS error was about 38 nT and somewhat lower for the anomalies restricted to the Australian mainland and Tasmania with the oceanic areas excluded.

Performance of the degree 360 Slepian joint satellite and near-surface magnetic anomaly model (S360)

Data | Input (nT) | S360 estimates (nT) | CC | RMS errors | ||||
---|---|---|---|---|---|---|---|---|

Max.; Min. | Avg. | Std. | Max.; Min. | Avg. | Std. | |||

CHAMP satellite vector components | ||||||||

| 25.66; −19.23 (25.66; −17.51) | 0.45 (1.56) | 5.26 (5.96) | 24.31; −20.74 (24.31; −18.74) | 0.39 (1.44) | 5.04 (5.77) | 0.95 (0.98) | 1.57 (1.28) |

| 23.03; −16.83 (12.98; −9.84) | 0.79 (0.57) | 4.31 (4.69) | 22.18; −17.60 (16.89; −17.60) | 0.17 (−0.17) | 3.96 (4.41) | 0.91 (0.94) | 1.88 (1.77) |

| 12.98; −11.25 (12.98; −9.84) | 0.23 (0.26) | 3.37 (3.67) | 11.29; −9.86 (10.97; −8.75) | 0.12 (0.14) | 2.99 (3.38) | 0.90 (0.92) | 1.47 (1.41) |

Near-surface total intensities | ||||||||

Δ | 749.8; −509.2 (749.8; −509.2) | −2.55 (7.82) | 102.9 (116.1) | 832.4; −455.0 (832.4; −455.0) | −1.99 (3.93) | 95.8 (113.6) | 0.93 (0.97) | 38.1 (28.5) |

*∆T*grid and the degree 360 predictions of NGDC720 with CC = 0.82 (or = 0.94 for just the Australian mainland and Tasmania) and RMS error = 58.3 (or = 40.0) nT. The north–south stripes in the two difference maps appear to reflect track-line noise from the along-track processing of the satellite orbital observations (e.g., Maus 2010; Kim et al. 1998).

Comparison of the degree 360 anomaly estimates (nT) from the S360 and NGDC720 models over the study area in Fig. 4

Components | S360 estimates | NGDC720 ( | CC | RMS errors | ||||
---|---|---|---|---|---|---|---|---|

Max.; Min. | Avg. | Std. | Max.; Min. | Avg. | Std. | |||

Satellite altitude (320 km, 0.5° × 0.5° grid) | ||||||||

| 20.64; −16.05 (20.64; −15.82) | 0.31 (1.39) | 4.95 (5.82) | 21.00; −17.29 (21.00; −17.29) | 0.04 (0.99) | 4.96 (5.93) | 0.984 (0.996) | 0.910 (0.665) |

| 15.94; −14.74 (14.21; −14.74) | 0.02 (−0.17) | 3.82 (4.43) | 15.20; −15.08 (14.18; −15.08) | −0.10 (−0.45) | 3.84 (4.47) | 0.988 (0.998) | 0.647 (0.388) |

| 9.77; −7.56 (9.77; −7.41) | 0.09 (0.18) | 2.91 (3.40) | 9.98; −8.58 (9.98; −7.03) | −0.03 (0.06) | 2.97 (3.41) | 0.974 (0.990) | 0.685 (0.510) |

Near surface (0.25° × 0.25°) | ||||||||

Δ | 832.4; −455.0 (832.4; −455.0) | −1.99 (3.93) | 95.8 (113.6) | 871.8; −438.7 (765.5; −438.7) | −0.52 (4.08) | 83.45 (101.3) | 0.89 (0.97) | 44.2 (27.7) |

Maps | Magnetic anomalies (nT) | Figure no. | Magnetic anomalies (nT) | ||||||
---|---|---|---|---|---|---|---|---|---|

Max.; Min. | Avg. | Std. | Max.; Min. | Avg. | Std. | ||||

Figure 1 | a | 28,665; −10,997 | 3.71 | 263 | Figure 6 | c | (288; −121) | (3.6) | (44.5) |

Figure 2 | a | 750; −509 | −2.55 | 102 | d | (177; −81.7) | (3.4) | (31.9) | |

Figure 3 | a | 832.4; −455.0 (832.4; −455.0) | −1.99 (3.93) | 95.8 (113.6) | e | (113; −63.5) | (3.2) | (24.5) | |

b | 400; −351 (121; −224) | −1.0 (3.7) | 38.0 (28.3) | f | (59.3; −42.0) | (2.6) | (16.1) | ||

c | 400; −351 (176; −318) | −1.0 (−0.0) | 38.0 (27.8) | g | (41.5; −30.0) | (2.1) | (11.5) | ||

d | 543; −664 (195; −366) | −2.0 (3.7) | 58.2 (40.0) | h | (26.5; −19.8) | (1.7) | (7.4) | ||

Figure 4
| d | 4.03; −4.14 (1.81; −1.64) | 0.26 (0.40) | 0.87 (0.53) | Figure 7 | a | (304; −181) | (3.7) | (59.6) |

e | 3.42; −3.16 (1.27; −0.70) | 0.29 (0.28) | 0.58 (0.27) | b | (671; −373) | (10.0) | (101) | ||

f | 5.10; −3.40 (1.23; −1.55) | 0.12 (0.13) | 0.67 (0.49) | c | (489; −448) | (−6.4) | (81.7) | ||

d | (25.9; −20.3) | (1.2) | (7.6) | ||||||

Figure 6 | a | (687; −362) | (3.7) | (99.6) | e | (30.5; −17.5) | (5.2) | (8.5) | |

b | (489; −222) | (3.8) | (70.0) | f | (15.0; −23.5) | (−4.0) | (6.2) |

*B*

_{r}), latitude (

*B*

_{ θ }), and longitude (\(B_\varphi\)) component anomaly estimates from the S360 model. The corresponding differences relative to the degree 360 estimates of the global NGDC720 model are relatively minor as illustrated in Fig. 4d–f, respectively, with the affiliated statistics listed in Table 2.

## Discussion

*blue*x’s) up to degree 360 involves the global spherical harmonic coefficients from Eq. (6) conversion of the Slepian coefficients obtained by the weighted least squares solution in Eq. (9). The band-limited (16 ≤

*n*≤ 360) spectrum based on the spherical harmonic coefficients of the global NGDC720 model (black circles) reflects essentially lithospheric components minus the core field components up to degree 15. The power spectrum of the localized NGDC720 model (red crosses) up to degree 360 is based on a set of localized spherical harmonic coefficients obtained via Eq. (6) from localized Slepian coefficients that were developed by Eq. (7) from the global set of spherical harmonics.

The degree correlation curve (e.g., Langel and Hinze 1998) in Fig. 5b suggests that the highly correlated behavior of the two localized models between degrees 16 through 60 breaks down at higher orders. Thus, the differences between the longer-wavelength localized NGDC720 and S360 anomaly estimates are relatively minimal at the satellite altitude. However, at the higher degrees, the S360 predictions have greater lithospheric anomaly power than the localized NGDC720 model because the energy level (i.e., standard deviation) of the near-surface grids used for producing the S360 model is greater than that of the localized near-surface NGDC720 model predictions. The band-limited global NGDC720 model yields the spectrum with greatest power because the global mean power value is greater than the mean anomaly power within the Australian cap.

Additional examples include the strong Adelaide anomaly (Ad), which may have been part of a prominent positive anomaly overlying a putative meteorite impact basin in Wilkes Land, Antarctica that became detached in the Cretaceous separation of Australia from East Antarctica (von Frese et al. 2013). Indeed, the effects of partial impact ring structures in the Adelaide crust become perceptible in Fig. 6 at altitudes of about 75 km and lower. At the higher altitudes, the modeled magnetic anomalies are largely consistent with regional crustal thickness estimates from magnetic (Chopping and Kennett 2015) and seismic (Salmon et al. 2013) studies. In addition, the major negative anomalies overlying the Great Sandy Desert (Gs) in the west and the Simpson Desert (Sd) in the east at 275 km altitude correspond well with gravity-inferred reduced Moho depths (e.g., Aitken 2010; Aitken et al. 2013; Salmon et al. 2013).

In general, the S360 model facilitates extending to satellite altitude the numerous near-surface anomaly interpretations developed since the compilation’s completion (e.g., Milligan et al. 2003). However, like the results of any potential field inversion, the S360 model estimates are not unique and subject to measurement and modeling errors (e.g., von Frese et al. 2005; Kim et al. 2013), which make them fundamentally unreliable where measurements are lacking such as in the large near-surface survey coverage gaps. In principle, the effectiveness of the localized S360 model can only be improved by mapping new data within the near-surface coverage gaps and at intermediate altitudes.

The altitude perspectives on the anomalies in Fig. 6 are consistent with the boundary values imposed by both the near-surface and satellite observations. That is, they cannot be derived simply from upward continuing only the near-surface anomalies or downward continuing just the satellite anomalies because of the observational and data processing errors and the non-uniqueness of anomaly continuation (e.g., von Frese et al. 2005; Kim et al. 2013).

The maps in Fig. 7d, e, on the other hand, show the respective CHAMP and near-surface anomaly continuations at 275 km altitude with map 7f giving the differences (7e – 7d). Here, the CC (7d, 7e) = 0.70 correlation infers the recovery of only about 49% of the CHAMP anomalies by the upward continued near-surface data, whereas the CC (7d, 6h) = 0.99 correlation suggests a nearly 100% improvement in recovering the satellite altitude anomalies with the S360 model predictions (Fig. 6h).

In general, the computational efficiency suggested by the Slepian coefficient model of Australia’s near-surface and satellite altitude magnetic anomaly data clearly can be significant for other multi-altitude compilations such as the next-generation magnetic anomaly map (ADMAP-2) that the Antarctic Digital Magnetic Anomaly Project is compiling for the Antarctic south of 60°S (e.g., Golynsky et al. 2001; von Frese et al. 2008). The Slepian coefficients may be rendered as a localized regional model (e.g., S360) or integrated into a global model (e.g., NGDC720) to estimate effective magnetic anomaly scalar, vector, and gradient components at all spherical coordinates on and between the mapped observation surfaces. However, anomaly continuations over increasing distances above and below the bounding observation surfaces are increasingly limited due to data and modeling errors and the inherent non-uniqueness of continuation.

## Conclusions

This study demonstrated the utility of localized Slepian basis functions to model near-surface low-pass-filtered total intensity and selected CHAMP satellite vector magnetic anomalies over a 25°-radius cap centered on Australia. Effective Slepian spherical harmonic coefficients were obtained by weighted least squares inversion of the multi-altitude data sets. Relative to global spherical harmonic models, far fewer Slepian spherical harmonic coefficients are needed for honoring the smaller wavelength properties of the localized observations. However, the Slepian coefficients also can be used to update the global spherical harmonic coefficients, and thus, Slepian modeling can be efficient for updating global spherical harmonic models with new data. This approach will be particularly effective for updating global spherical harmonic models for new satellite observations such as from the Swarm mission (e.g., Thébault et al. 2016; Olsen et al. 2016) and new aeromagnetic surveys such as in the Antarctic (e.g., Kim et al. 2013; Golynsky et al. 2013; von Frese et al. 2008), the oceans, and other large unsurveyed regions of the Earth.

The localized Slepian model (S360) fully honors both near-surface and satellite input data for improved perspectives on how the magnetic anomalies of the lithosphere may vary over the intervening altitudes. These perspectives are not available from standard downward or upward continuations of the individual data sets. However, these continuations represent inversion results that are not unique and subject to measurement and modeling errors so that their interpretation at locations lacking magnetic observations requires considerable care.

## Declarations

### Authors’ contributions

HRK led the study and carried out its data processing, modeling and graphical efforts. RvF contributed discussion and interpretation elements. Both authors read and approved the final manuscript.

### Acknowledgements

This work was supported by a 2013 research grant from Kongju National University. The CHAMP data in this study are publicly available from the Technical University of Denmark website (www.space.dtu.dk). The S360 model is available from HRK upon e-mail request. This work also benefitted from the constructive comments and recommendations of two anonymous reviewers.

### Competing interests

The authors declare that they have no competing interests.

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## Authors’ Affiliations

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