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Adhering grains and surface features on two Itokawa particles


We investigated the surface texture and chemical compositions of two ~40-μm particles returned from the surface regolith of asteroid Itokawa (RB-DQ04-0062 and RB-DQ04-0091) by the Japan Aerospace Exploration Agency’s Hayabusa mission. We identified splash melts, surface blistering, and many small adhering particles. Seven focused ion beam sections were extracted from both Itokawa particles, targeting one splash melt and ten adhering particles to investigate their composition and provenance and the role of micrometeoroid impacts on Itokawa’s surface. Based on the particle’s structure, mineralogy, and interface between the adhering particle and host grain, we identified lithic fragments and particles deposited by impact. These have morphologies and compositions consistent with impact-generated deposits: two have morphologies and compositions that are consistent with impact-generated silica glass, and one was a Ni-free, metallic Fe, and S-rich assemblage that was likely generated by vapor recondensation during a micrometeoroid impact. This study shows that, even though its regolith is young, micrometeoroid impacts have altered the regolith of asteroid Itokawa.


Analyses of returned samples provide the opportunity to overcome the constraints imposed by remote-sensing and in situ studies of bodies in our solar system (Gaffey et al. 1989). Recently, the Hayabusa mission collected surface regolith samples (unconsolidated surface deposits) from the S-type near-Earth asteroid 25143 Itokawa and returned them to Earth for laboratory study. More than 1500 particles were identified, ranging in size from 3 to 180 μm (Nakamura et al. 2011). Mineralogical and oxygen isotope analyses revealed that the composition of the particles is consistent with LL5-6 chondrite composition (Nakamura et al. 2011; Yurimoto et al. 2011; Nakashima et al. 2013). The return of the Hayabusa samples has provided us the strongest evidence that the most common meteorites in our collections, the ordinary chondrites, are derived from the S-type asteroids (Nakamura et al. 2011; Thompson et al. 2014). The Hayabusa samples are the second extraterrestrial regolith, after the lunar samples, which can give us information about surface modification processes on airless bodies such as energetic particle irradiation and micrometeoroid impacts. The resulting optical, physical, and chemical effects of these processes are collectively known as space weathering (Clark et al. 2002; Thompson et al. 2014). Understanding space weathering on asteroids can connect remote-sensing observations with laboratory studies and can lead to a better understanding of the evolution of asteroid soils (e.g. Clark et al. 2002). Micrometeoroid impacts, which are the most important agents of space weathering on the Moon, cause melting, vaporization, and recondensation of the target and projectile (Thompson et al. 2014). Microcraters, shock lamellae, and splash features that were formed by micrometeoroid impacts have been found on the surfaces of regolith grains from Itokawa, although previous studies concluded that they are rare compared to these features found on lunar regolith (Nakamura 2012). Solar wind produced radiation-damaged rims on the surfaces of Itokawa particles, first found in the lunar soil (Keller and McKay 1997), imply that space weathering due to solar-wind irradiation is also significant on asteroids (Noguchi et al. 2014; Thompson et al. 2014). Small circular surface bubbles or “blisters” on Itokawa particles provide evidence of solar-wind irradiation (Matsumoto et al. 2014) on timescales of hundreds to tens of thousands of years (Assonov et al. 1998). The low surface gravity of asteroid Itokawa (~10−4 m/s2) compared to the Moon (1.6 m/s2) may cause micrometeoroid impact residue to be distributed over large areas (Hirata et al. 2009). Evidence for this effect on the surfaces of Itokawa particles would be impact-ejected particles from the target (Itokawa) that traveled far from the impact site. Previous studies suggest that Itokawa dust particles lacking visible microcraters on their surfaces might have still experienced shock metamorphism and were involved in collisional fragmentation that resulted in the formation of regolith (Langenhorst et al. 2014). We analyzed the surfaces of two Itokawa particles using high-resolution techniques to investigate the nature of solar-wind blisters, splash-melt residues, and small adhering particles and the role of micrometeoroid impacts. The goal of this study is to characterize and understand the formation of surface microstructures and adhering particles. We assess whether the adhering particles are contamination from the laboratory or spacecraft, debris from a foreign impactor (micrometeoroid), debris from the target (Itokawa), or lithic fragments resulting from fracturing of regolith particles.

Samples and methods

Two Itokawa particles: RB-DQ04-0062 (which we named “Naoko”) and RB-DQ04-0091 (which we named “Mizuki”) were allocated by Japan Aerospace Exploration Agency (JAXA). The particles were transferred from their JAXA shipping containers to an aluminum scanning electron microscopy (SEM) stub coated in Post-It note glue using a Sutter micromanipulator and a tungsten needle. We used a Hitachi S-4800 field emission scanning electron microscope at the University of Hawaii’s Biological Electron Microscope Facility to do preliminary imaging of both surfaces of the Hayabusa particles. We used a low accelerating voltage (2 kV) to have the highest sensitivity to surface features. Considering that even low-kV secondary electron microscopy has surface sensitivity and spatial resolution that is limited by the physics of the interactions between the incident electron beam and the sample, we used a helium ion microscope (HIM) for more detailed observations of the particles’ surfaces (Ward et al. 2007). The helium ion microscope can provide images with higher spatial resolution and more surface-specific imaging than a traditional SEM (Ward et al. 2007). We used a Zeiss helium ion microscope (HIM) at the Pacific Northwest National Laboratory. This microscope has a primary He+ beam of 30 kV, a small beam size (<0.1 nm), excellent spatial resolution (<0.4 nm), and extreme surface sensitivity, making it ideally suited for imaging small, shallow surface features. The samples were first imaged in the HIM without any conductive coating, but charging degraded the image quality significantly. We then coated the samples with a thin layer (~2–3 nm) of C, which was sufficient to eliminate charging.

Seven transmission electron microscope (TEM) sections (up to ~6 μm in length and ~2 μm in width) of selected regions containing one splash melt and ten adhering surface particles were prepared by the in situ-focused ion beam (FIB) technique using a FEI Quanta 3D FEG-SEM/FIB instrument at the University of New Mexico. Prior to the preparation of the FIB sections, we tried to remove the grains using a tungsten needle inside the FEG-SEM instrument. However, this technique was not successful, because the adhering particles were well attached to the host particles. A platinum protective layer (2 μm in thickness and 2 μm in width) was deposited using the ion beam on top of the region of interest to avoid ion beam damage during the FIB sample preparation. Each section was transferred to Cu TEM grids with an Omniprobe 200 micromanipulator. The final ion milling of the 2-μm thick section to electron transparency was carried out with the sample attached to the Cu TEM grid. Ion beam conditions for the final thinning stages varied from 5–30 kV with a current of 10 pA–5 nA.

Each FIB-TEM specimen was studied using a variety of TEM techniques at the University of New Mexico, including bright-field TEM imaging, high-angle annular dark-field scanning transmission electron microscopy (HAADF-STEM), and energy-dispersive X-ray spectroscopy (EDS) analyses. All imaging and analyses were carried out at 200 kV on JEOL 2010F FEGTEM/Scanning TEM equipped with a GATAN GIF 2000 system. In situ energy dispersive X-ray analyses were obtained using an Oxford ISIS 200 EDS system, with an Oxford Pentafet ultrathin window EDS detector. The Cliff-Lorimer thin-film approximation was used for quantification of EDS data using theoretically determined k-factors.

Results and discussion

The Itokawa particles analyzed in this study (RB-DQ04-0062—Naoko and RB-DQ04-0091—Mizuki) are both irregular, angular grains with the longest dimension ~40 μm in length (Fig. 1). We identified only FeO-rich olivine (~Fa25) in the main mass of Naoko (Fig. 1a). In the particle Mizuki (Fig. 1b), we identified plagioclase (An0-18Ab75-95, no exsolution or twinning), Al2O3-rich silica glass (22 wt.% Al2O3 and 78 wt.% SiO2, the Al/Si ratio is consistent with feldspar), and FeO-rich olivine (~Fa25).

Fig. 1
figure 1

Scanning helium ion microscope images of the two Itokawa particles (a - RB-DQ04-0062—Naoko and b - RB-DQ04-0091—Mizuki) analyzed during this study

Different types of adhering particles and surface features were identified on both Itokawa particles (Figs. 2 and 3). We extracted seven FIB sections from both Itokawa particles: three FIB sections from Naoko (Figs. 4a, e and 5) and four from Mizuki (Fig. 4bd, f; Table 1). We have targeted one splash melt and ten adhering particles (summary of the adhering grains, Table 2).

Fig. 2
figure 2

Scanning helium ion (a, c, eg) and secondary electron (b, d, h) microscope images of different features identified on the surfaces of both Itokawa particles such as splash melts (a, b, f), abrasion features (c), and blistered and unblistered surfaces (d, e, g, h)

Fig. 3
figure 3

Scanning helium ion (a, d) and secondary electron (b, c) microscope images of adhering particles, which are either irregular, fluffy (up to 1.3 μm in length), or elongated, euhedral crystals (up to 1.9 μm in length)

Fig. 4
figure 4

Dark-field scanning transmission electron microscopy (STEM) images of the focused ion beam sections showing the mineralogy and the relationship between different types of adhering particles identified and the Itokawa particles (a, e - Naoko, RB-DQ04-0062; b-d, f - Mizuki, RB-DQ04-0091). En - low-Ca pyroxene, Fa - fayalite, Pt - platinum, Ca phos - calcium phosphate, An - anorthite, Ab - albite

Fig. 5
figure 5

Scanning helium ion microscope secondary electron image of a splash melt (a) in which we made the focused ion beam section (FIB; a white line) shown on the right (b - dark-field scanning transmission electron microscopy image). The splash melt is found on top of a FeO-rich olivine grain (Fa25, Fa - fayalite). The surface of this splash melt is vesicular. The white dashed line outlines the splash melt

Table 1 Major and minor element compositions of adhering and host grains (oxide wt.%) obtained by energy dispersive X-ray spectroscopy (EDS)
Table 2 Summary of mineralogic properties of the adhering grains

The surface features and adhering particles we investigated are described in detail below. Similar features are described together, followed by our interpretation of their origin.

Splash melt: We identified two large splash melt features. One is a thin melt, ~4 μm in diameter, on Mizuki (Fig. 2b). The largest splash melt we observed is slightly thicker, is irregular in shape (~7 μm in length and ~2.5 μm in width), and sits on top of a FeO-rich olivine (Fa25) on Naoko (Fig. 2a). The surface of this splash melt is vesicular. The surface of the olivine beneath the splash melt contains no blisters compared to the adjacent areas (Fig. 5b, lumps at the boundary between the platinum protective layer and the olivine grain). No Fe-rich nanoparticle-bearing rims were identified; however, the FIB section was too thick (150–200 nm) for high-resolution imaging. Several adhering particles (up to 0.5 μm in size) are observed on top of this splash melt. The splash melt in the FIB section is about 3.5 μm in length and the thickness varies between 65 nm and 175 nm. It is composed of a glassy, vesicular, SiO2-rich material with variable chemical composition (Fig. 5). Figure 6 shows the chemical composition of the splash melt and the adhering particle. The adhering particle on top of the splash melt (Fig. 5) is SiO2-rich amorphous material (74 wt.% SiO2) containing significant amounts of Al2O3 (23.8 wt.% Al2O3) and CaO (2.2 wt.% CaO). The splash melt contains variable amounts of CaO (0.9–8.7 wt.%), Al2O3 (0–3.4 wt.%), MgO (28.6–38.3 wt.%), and FeO (15.8–22.9 wt.%) (Figs. 5 and 6), and shows a spatial gradient in chemical composition between the host grain (Fig. 6, diamonds with no Al2O3 and CaO) and the top of the splash melt (Fig. 6, diamonds with high Al2O3 and CaO). This indicates that the splash melt cooled slowly enough for its chemical composition to equilibrate somewhat with the host olivine grain.

Fig. 6
figure 6

The atomic element ratios of (Ca + Al)/Si vs. (Mg + Fe)/Si in the splash melt (white diamonds), adhering particle (gray squares), and Itokawa particles (white circles) shown in Fig. 5

Additionally, we identified smaller splash melt features. Small circular or ellipsoidal melt deposits decorated the surfaces of both Itokawa particles (Fig. 2c, left of the adhering particles ~650 nm in length). A ring-droplet melt feature about 200 nm in size was also observed (Fig. 2f).

Other surface features: On the surfaces of both Itokawa particles, we also observed fracturing, abrasion-like features, and blisters (Fig. 2). Olivine on the host grain shows common conchoidal fracturing (Figs. 1a and 2d). One abrasion-like feature was identified on the surface of Mizuki at the base of an adhering particle of Ca-phosphate (1.1 × 2.4 μm in size, Figs. 2c and 4d). The underlying albite is harder than the Ca-phosphate, so it is likely that this feature formed when the Ca-phosphate was partially molten (likely ejecta from a micrometeoroid impact), and left trails of melt behind as it landed on the plagioclase and slid to a stop.

We identified severe surface blistering on some faces (Fig. 2e, g), and moderate blistering or no blistering at all (Fig. 3f) on others. They are heterogeneously distributed across the surface: a highly blistered area could be found adjacent to a non-blistered area. We observed blistering covering areas of a conchoidal fracture (Figs. 2d and 3d), implying that the area was exposed to the solar wind for thousands of years after the fracture. The average diameter of an individual blister is about 30 nm and they vary in size by a factor of ~2. In highly blistered areas, we occasionally observed open/burst blisters (Fig. 2e).

No unambiguous impact craters were identified during this study. Crater-like features were observed only in heavily blistered regions, and are likely burst blisters resulting from solar-wind irradiation of >1019 ions/cm2 (Kaletta 1980).

Two of the FIB sections contain amorphous rims (Figs. 4e and 5). The thickness of the amorphous rims varies between 60 nm and 200 nm. However, no Fe-rich nanoparticle-bearing rims were identified at the surface of the two Itokawa particles because the FIB sections were too thick (150–200 nm) for high-resolution imaging.

Impact residue: One adhering particle is composed of FeO-rich olivine (~Fa21, Fig. 4e) and shows fractures as well as a discernible gap between itself and its Fa25 olivine host grain. The deformation features were probably produced by shock when this olivine grain was excavated from Itokawa during a micrometeoroid impact, considering that olivine easily deforms by dislocation glide (Langenhorst 2002).

Two porous adhering particles (with diameters of 500 nm and 1.5 μm) were analyzed by TEM (Fig. 3a, b). The morphologies of both particles are similar to a conglomerate of loosely bound melt droplets. The larger particle is composed of only amorphous SiO2 (Figs. 4b and 3b). The smaller particle is made of glassy SiO2 with variable amounts of FeO and MgO (Figs. 4e, 3a; Table 1). The region between the host grain and adhering grain likely suffered damage from the He ion beam.

About 1 μm from the smaller SiO2 porous grain is an elongated Fe metal grain with <0.5 wt.% Ni, capped with an amorphous S-rich material (Fig. 4e). The lack of Ni in this grain excludes the possibility that this grain is native kamacite, since Itokawa kamacite contains ~4 wt.% Ni (Nakamura et al. 2011).

We propose that the two porous SiO2 grains and metallic Fe particle are impact residue. They formed when a micrometeoroid impacted Itokawa, striking a region of Fe-bearing silicates and sulfides. The vapor plume from the impact, made primarily of atoms from the target, was mostly lost to space due to the low escape velocity of Itokawa (~0.2 m/s). We suggest that some of the vapor recondensed, first into Ni-free metallic Fe, then the silicon and oxygen into amorphous silica with a droplet-like texture.

Loosely attached local regolith: Plagioclase (An12Ab62, Fig. 4f) was found sitting on top of plagioclase of similar composition, with a discernible gap between the adhering grains and the host grains. A polymineralic grain of troilite (100 × 135 nm in size) and a glassy SiO2-rich material (190 × 200 nm in size; with 60 wt.% SiO2, 17.4 wt.% Al2O3, 11.9 wt.% MgO, and 9.4 wt.% FeO) was found loosely attached to the host Fa25 host grain. Enstatite and an amorphous C-rich grain (En73, Fig. 4c) were also found loosely attached to their host.

All of these loosely attached regolith grains are consistent with the mineralogy of Itokawa and LL4-6 chondrites. We conclude that these grains came into contact with their host grains during regolith gardening and attached via van der Waals forces.

Lithic fragments: We identified an elongated chromite grain with 8.5 wt.% Al2O3 (Figs. 3b and 4a) that has no discernible gap between the adhering grain and host olivine (Fa25). We suggest that this adhering grain is likely a lithic fragment that was uncovered during gardening and fracturing of surface regolith (this happened relatively recently because of the lack of solar-wind blistering on the host olivine grain). The ~8.5 wt.% Al2O3 in the chromite is close to the 6.35 wt.% Al2O3 found in other chromites from Itokawa (Nakamura et al. 2011).


In this study, we explored the texture and the chemical compositions of the surface features and adhering particles on the surfaces of the two Itokawa particles (RB-DQ04-0062—Naoko and RB-DQ04-0091—Mizuki). A previous study by Nakamura (2012) showed that the surfaces of Hayabusa particles are shaped primarily by fractures, and adhering particles are mostly fragments of larger grains from Itokawa, with a smaller component of melt-splash glass and rounded silica-rich droplets. Our study supports previous suggestions that Hayabusa grains are highly fractured, indicative of active regolith gardening on Itokawa (Langenhorst et al. 2014). Using the high-resolution techniques of helium ion microscopy and TEM, we have shed insight onto the smallest surface features of the host grains as well as splash melt and the variable origin of the adhering particles.

The high variability in blistering on these particles, the scarcity of regions with a large number of burst blisters, and the observation that blistered regions can be separated from non-blistered regions by fractures implies that Itokawa regolith particles are fracturing on timescales similar to blister formation. Circular blisters form from a He fluence of about 1018/cm2 (Assonov et al. 1998), which is about thousands of years of solar wind He at 1 AU. Previous studies suggest that the regolith in the Muses-C region on Itokawa was relatively stable at millimeter to centimeter-depths for the last ~105 years (e.g., Berger and Keller 2015). However, this does not preclude the movement and fracturing of grains in the uppermost ~100 μm of regolith that is required by our observations. The dynamics of the upper regolith could be driven by micrometeoroid impact or electrostatic repulsion between particles (Lee 1996; Hartzell and Scheeres 2013).

We found several splash-melt features on the two Hayabusa particles, including two large features more than a few micrometers in size. The presence of splash melt on blister-free surfaces indicates that at least some of the splash melts have been deposited within the last few thousand years. With a statistical survey of the degree of blistering and presence of splash melts, it would be possible to roughly estimate the micrometeoroid flux on Itokawa over the last several thousand years. The splash melt features are relatively thin and scarce compared to even immature lunar soil regolith grains of similar size, which are usually covered with thick, beaded splash melt (Fig. 7). One of the splash melts had a chemical composition distinct from the grain it was lying on, with significant mixing between the melt and the host grain. Using the Stefan-Boltzmann law (see equations below), we calculate that the time for a 2 μm olivine grain (about the volume of our largest splash-melt) to cool from T initial= 3000 °C to T final= 1700 °C to be about 200 μs. A grain ejected at 10 km/s will travel about 2 m in this time.

Fig. 7
figure 7

Secondary electron image of a section of a ~30 μm Apollo 16 lunar soil grain (from 61221, an immature lunar regolith sample) with thick, beaded splash melt

$$ \frac{dE}{dt}=\epsilon \sigma A\ \left({T}_{\mathrm{hot}}^4-{T}_{\mathrm{ambinent}}^4\right)\approx \epsilon \sigma A{T}_{\mathrm{hot}}^4 $$

where ϵ is the emissivity, σ is the Stefan-Boltzmann constant, A is the surface area, T is the temperature in Kelvin. Additionally:

$$ dE= cmdT $$

where c is the specific heat capacity, m is the mass.

$$ \frac{dE}{dt}=\frac{dE}{dT}\frac{dT}{dt} $$
$$ \epsilon \sigma A{T}^4= cm\frac{dT}{dt} $$
$$ dt = \frac{cm}{\epsilon \sigma A{T}^4}dT $$
$$ {t}_{\mathrm{cooling}} = \frac{cm}{\epsilon \sigma A}{\displaystyle {\int}_{T_{\mathrm{initial}}}^{T_{f\mathrm{inal}}}\frac{dT}{T^4}=\frac{cm}{3\epsilon \sigma A}\left(\frac{1}{T_{\mathrm{initial}}^3}-\frac{1}{T_{\mathrm{final}}^3}\right)} $$

So, the splash melts we see on the Hayabusa particles could have been excavated from, at most, 2 m away. Grains that appear to have been partially molten when they impacted, such as the ~1.5 μm grain in Fig. 2c, came from close to this limit (in this case, 3 m). The splash melts and partially molten adhering particles can be used to probe the composition of regolith a few meters away from the host grain. Both the splash melt in Fig. 2a and adhering grain with melt streaks in Fig. 2c have composition consistent with Itokawa but inconsistent with their immediate host grain, implying that it could have been transported from meters away.

Nakamura (2012) stated that the adhering particles are fragments of larger grains on Itokawa’s surface, and that they are probably formed by impacts. With our detailed FIB-TEM analyses of several of these adhering grains on the two Hayabusa particles, we are able to test this hypothesis and differentiate between adhering grains that are and are not the direct result of impacts.

Some of the impact-generated material on Itokawa will be lost to space due to the asteroid’s low surface gravity. However, impact residue that is ejected with a large enough component of its velocity towards another face of the asteroid can travel a long distance and remain on Itokawa. This distance can be much greater than the size of the crater generated by the impact, which were observed to be centimeter-sized on Itokawa (Miyamoto et al. 2007). So, it is not surprising that we observed abundant impact-generated material on these Hayabusa particles but no obvious impact craters. The 200 nm and smaller craters observed by Nakamura (2012) are mysterious as they require 10–20 nm impactors (beta meteoroids) accelerated to very high velocities, which is impossible to do by radiation pressure.

The other adhering grains we identified as impact residue showed evidence of their formation. A shocked olivine grain is relatively intact, and is consistent with the grain it is sitting on (but again, no impact crater was found, so it must have been transported from at least 50 μm away). The SiO2 amorphous grains with melt-droplet texture, and nearby Ni-free metallic Fe imply that these condensed from vaporized Fe-bearing silicate. Sub-micron metallic Fe, like the particle we observed, can have an effect on the spectral darkening of Itokawa (Lucey and Riner 2011).

The loosely attached local regolith and lithic fragments we observed are likely the result of regolith gardening (fracturing and movement of small surface grains) on Itokawa, as also evidenced by the highly variable solar-wind blistering.

We did not identify any grains that were of definitively non-Itokawa like composition. This is also not surprising considering the ratio of the excavated crater volume to the projectile volume is ~1000.

The typical contaminants described so far among the Itokawa particles are metallic Al, tin oxide, quartz particles, and probably carbonaceous particles (Noguchi et al. 2014; Uesugi et al. 2014). Only one of the ten adhering grains we analyzed was possibly contamination, the C-rich grain shown on the right of Fig. 4c.

Half of the adhering grains (five of ten) we measured in detail were clearly the direct result of micrometeoroid impacts (Tables 1 and 2). We could not make this distinction without removing the adhering grains by FIB and analyzing them by TEM. These five impact-created adhering grains, along with the splash melt features we see, tell us that the very outer surface of Itokawa regolith was significantly modified by micrometeoroid impacts.



energy-dispersive X-ray spectroscopy


field emission gun


focused ion beam


high-angle annular dark-field scanning transmission electron microscopy


helium ion microscope


scanning electron microscope


transmission electron microscope


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We thank the editor and two anonymous reviewers for their insightful and constructive comments that helped to improve this manuscript. This work was funded by NNX14AF24G to R. C. Ogliore and by NNX11AK51G to A. J. Brearley. The helium ion microscopy was performed using the Environmental Molecular Sciences Laboratory, a Department of Energy Office of Science User Facility, sponsored by the Office of Biological and Environmental Research and located at Pacific Northwest National Laboratory. Sample preparation (focused ion beam) and transmission electron microscopy analysis were carried out in the Electron Microbeam Analysis Facility in the Department of Earth and Planetary Sciences and Institute of Meteoritics, University of New Mexico.

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Correspondence to E. Dobrică.

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The authors declare that they have no competing interests.

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ED contributed to the FIB/TEM observations. RO acquired the HIM images. The manuscript was prepared by ED and RO. All authors read and approved the final manuscript.

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Dobrică, E., Ogliore, R.C. Adhering grains and surface features on two Itokawa particles. Earth Planet Sp 68, 21 (2016).

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